Alex R. Bahun
Professional summary
Alex Russell Bahun, who also goes by Alex R Bahun, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Austin, Texas and FROST BROKERAGE SERVICES, INC. located in Austin, Texas.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alex has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alex Russell Bahun's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 3525 Far West Blvd, Austin, TX 78731October 23, 2012 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 5800 N Mopac, Austin, TX 78731June 2, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
May 25, 2012 - September 14, 2012
EQUITABLE ADVISORS, LLC
October 7, 2011 - May 1, 2012
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2025)
(3/2/2022)
(8/20/2013)
(3/7/2022)
(1/10/2024)
(1/10/2024)
(8/26/2013)
(8/20/2013)
(1/10/2024)
(1/10/2024)
(1/10/2024)
(7/11/2024)
(1/2/2013)
(8/2/2017)
(9/18/2023)
(1/10/2024)
(10/23/2012)
(1/26/2022)
(1/10/2024)
(1/10/2024)
(10/1/2018)
(6/17/2014)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
