Malen Goyco Butron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malen Goyco Butron, who also goes by Malen Goyco, was a registered financial professional .
Malen is a previously registered financial professional and started their career in finance in 2014. Malen had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - July 21, 2020
PARLIAMENT CAPITAL MANAGEMENT, LLC
August 22, 2014 - February 20, 2015
UBS FINANCIAL SERVICES INC.
February 6, 2014 - February 20, 2015
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
PARLIAMENT CAPITAL MANAGEMENT, LLC
CRD#: 194513 / SEC#: 801-121818
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARLIAMENT CAPITAL MANAGEMENT, LLC
CRD#: 194513 / SEC#: 801-121818
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 317 |
| AUM (Assets Under Management) | $ 994,354,491 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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