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AF

Alexander K. Fein

WILDRIDGE SECURITIES
LOS ANGELES, CA 90024
Some features on this profile are disabled
CRD#: 5962504
AF

Professional summary

Alexander Kale Fein, who also goes by Kale Fein, is a registered financial professional currently at WILDRIDGE SECURITIES located in Los Angeles, California.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexander has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kale Fein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Kale Fein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2025 - Present

WILDRIDGE SECURITIES

Office #1: 1100 Glendon Ave. 17th Floor, Los Angeles, CA, 90024
BD
CRD#: 335666
LOS ANGELES, CA
Past

July 22, 2021 - June 20, 2024

D. BORAL CAPITAL

BD
CRD#: 103792
Beverly Hills, CA
Past

May 15, 2015 - July 23, 2021

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/13/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/26/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 5/15/2015
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/1/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WILDRIDGE SECURITIES
WILDRIDGE SECURITIES | WILDRIDGE SECURITIES LLC

CRD#: 335666 / SEC#: , 8-71350

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1100 Glendon Ave. 17th Floor, Los Angeles, CA, 90024
Mailing Address
1100 Glendon Ave. 17th Floor, Los Angeles, CA, 90024
Phone number
(213) 915-6414
Established
Delaware since 03/10/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WILDRIDGE PARTNERS LLCOWNER
FEIN, ALEXANDER KALEMANAGING MEMBER5962504
THORNTON, STEVEN LEEFINOP & CCO4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILDRIDGE SECURITIES

CRD#: 335666Los Angeles, CA 90024

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