LG
Louis T. Greco
CION SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 5962273
LG
Professional summary
Louis Teobaldo Greco JR., who also goes by Lou Greco, Louis Teobaldo Greco, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.
Louis is registered as a RR (Registered Representative) and started their career in finance in 2011. Louis has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lou Greco | Louis Teobaldo Greco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Louis Teobaldo Greco JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2015 - Present
CION SECURITIES, LLC
Office #1: 100 Park Avenue 25th Floor, New York, NY 10017Office #2: 433 N. Camden Drive, Suite 700, Beverly Hills, CA 90210BD
CRD#: 15487
New York, NY
Past
August 21, 2012 - April 1, 2015
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NEW YORK, NY
Past
August 29, 2011 - July 31, 2012
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
ROSELAND, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2020)
RR
Alaska(4/22/2020)
RR
Arizona(4/22/2020)
RR
Arkansas(4/22/2020)
RR
California(8/16/2019)
RR
Colorado(4/22/2020)
RR
Connecticut(3/30/2015)
RR
Delaware(3/30/2015)
RR
District of Columbia(3/30/2015)
RR
Florida(2/17/2016)
RR
Georgia(2/17/2016)
RR
Hawaii(4/22/2020)
RR
Idaho(4/22/2020)
RR
Illinois(4/22/2020)
RR
Indiana(4/22/2020)
RR
Iowa(4/22/2020)
RR
Kansas(4/22/2020)
RR
Kentucky(4/22/2020)
RR
Louisiana(4/22/2020)
RR
Maine(3/30/2015)
RR
Maryland(3/30/2015)
RR
Massachusetts(3/30/2015)
RR
Michigan(4/22/2020)
RR
Minnesota(4/22/2020)
RR
Mississippi(4/22/2020)
RR
Missouri(4/22/2020)
RR
Montana(4/22/2020)
RR
Nebraska(4/22/2020)
RR
Nevada(4/22/2020)
RR
New Hampshire(3/30/2015)
RR
New Jersey(4/22/2020)
RR
New Mexico(4/22/2020)
RR
New York(3/30/2015)
RR
North Carolina(2/17/2016)
RR
North Dakota(4/22/2020)
RR
Ohio(4/23/2020)
RR
Oklahoma(4/22/2020)
RR
Oregon(4/22/2020)
RR
Pennsylvania(3/30/2015)
RR
Puerto Rico(4/25/2016)
RR
Rhode Island(3/30/2015)
RR
South Carolina(2/17/2016)
RR
South Dakota(4/22/2020)
RR
Tennessee(1/18/2022)
RR
Texas(4/22/2020)
RR
Utah(4/22/2020)
RR
Vermont(3/30/2015)
RR
Virginia(3/30/2015)
RR
Washington(4/22/2020)
RR
West Virginia(3/30/2015)
RR
Wisconsin(4/22/2020)
RR
Wyoming(4/22/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CION SECURITIES, LLC
CION INVESTMENTS | OSPREY SECURITIES CORP. | ICON SECURITIES, LLC | ICON SECURITIES CORP. | ICON SECURITIES CORP | ICON INVESTMENTS | ICG SECURITIES CORP. | CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Park Avenue 25th Floor, New York, NY 10017
Mailing Address
100 Park Avenue 25th Floor, New York, NY 10017
Phone number
(212) 418-4700
Established
Delaware since 01/02/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
