Martin L. Gale
Professional summary
Martin L Gale, CFP®, ChFC® is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Tampa, Florida.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Martin has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin L Gale's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
September 27, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 2028 East 7th Ave, Tampa, FL 33605September 18, 2015 - August 29, 2023
VALLEY WEALTH MANAGERS, INC.
August 14, 2013 - August 31, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2013 - August 31, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2011 - July 10, 2013
USAA FINANCIAL PLANNING SERVICES
August 30, 2011 - July 10, 2013
USAA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/27/2023)
Exams
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
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