Jennifer A. Karch

CARTER FINANCIAL GROUP

BARRINGTON, IL 60010

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CRD#: 5960087

Professional summary

Jennifer Ann Karch, CFP®, who also goes by Jennifer Ann Yune, is a registered financial advisor currently at CARTER FINANCIAL GROUP, INC. located in Barrington, Illinois.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jennifer has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Ann Yune

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY:Jennifer Yune (Modeling); No; 347 SOUTH CORNERSTONE DR; VOLO; IL; 60020; Modeling; Model; 8/16/2014; 4; 0; Modeling.| NAME OF ENTITY:Carter Financial Group; Yes; 222 S COOK ST; BARRINGTON; IL; 60010; Financial Services/DBA; Sales Assistant / Paraplanner; 8/31/2015; 140; 80; Schedule and sit in on client meetings. Assist with portfolio research, review, and after meeting client correspondence.| MUTUAL SECURITIES BARRINGTON IL SINCE 10/2019 BROKER DEALER REGISTERED REP INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Ann Karch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 14, 2019 - Present

CARTER FINANCIAL GROUP, INC.

Office #1: 222 South Cook Street, Barrington, IL 60010

RIA

CRD#: 301025

BARRINGTON, IL

Past

January 14, 2014 - October 18, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BARRINGTON, IL

Past

September 27, 2013 - October 18, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BARRINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARTER FINANCIAL GROUP, INC.

ABC ADVISORS LLC | SHAW FINANCIAL GROUP | CARTER FINANCIAL GROUP, INC.

CRD#: 301025 / SEC#: 801-118263

RIA

Registered Investment Advisory firm - (6/19/2020 Approved)

Illinois

Registered Investment Advisory firm - (6/19/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2013

General Securities Representative Examination

Current Firm

CARTER FINANCIAL GROUP, INC.

ABC ADVISORS LLC | SHAW FINANCIAL GROUP | CARTER FINANCIAL GROUP, INC.

CRD#: 301025 / SEC#: 801-118263

RIA

Registered Investment Advisory firm - (6/19/2020 Approved)

Illinois

Registered Investment Advisory firm - (6/19/2020 Terminated)

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Contact information

Main Address

200 N. Northwest Highway, Barrington, IL 60010

Mailing Address

Phone number

(847) 713-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARTER FINANCIAL GROUP ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	2,093
AUM (Assets Under Management)	$ 325,060,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer A. Karch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Ann Karch's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARTER FINANCIAL GROUP, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

CARTER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2013

Current Firm

CARTER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARTER FINANCIAL GROUP, INC.

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