RC
Robert S. Carter
CETERA INVESTMENT ADVISERS LLC
ABBEVILLE, LA 70510
Some features on this profile are disabled
CRD#: 5957562
RC
Professional summary
Robert S Carter, who also goes by Rob Carter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Abbeville, Louisiana and CETERA WEALTH SERVICES, LLC located in Abbeville, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Carter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KCSC INVESTMENT PROPERTIES POSITION: INVESTOR ONLY NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2012 ADDRESS: , Lafayette LA , United States DESCRIPTION: INVESTOR ONLY, NOT TIME REQUIRED 2) ROBERT S. CARTER, CPA, A PROFESSIONAL CORPORATION POSITION: OWNER NATURE: HOLDING COMPANY FOR OWNERSHIP IN CPA FIRM, KOLDER, CHAMPANGNE, SLAVEN AND CO., LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 200 S. MAIN STREET, ABBEVILLE LA 70510, United States DESCRIPTION: OWNER 3) PATTERSON BANCSHARE, INC. POSITION: DIRECTOR NATURE: DIRECTOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: PO BOX 427, PATTERSON LA 70392, United States DESCRIPTION: HOLDING COMPANY FOR PATTERSON STATE BANK. MINIMAL ACTIVITY. APPROVAL OF BANCSHARE ACTIVITY 4) RSCK PROPERTIES LLC POSITION: MEMBER NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2020 ADDRESS: 183 BEADLE RD, LAFAYETTE LA 70508, United States DESCRIPTION: MEMBER ONLY, NO RESPONSIBILITIES OR DUTIES 5) PATTERSON STATE BANK POSITION: BANK DIRECTOR NATURE: BANK INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2009 ADDRESS: 1130 Hwy 90, Patterson LA 70392, United States DESCRIPTION: DUTIES INCLUDE REGULAR BOARD MEETINGS, VOTING TO APPROVE OR DENY, PERSONAL AND BUSINESS LOANS, VOTING TO APPROVE BANK POLICES AND DECISION NECESSARY TO PROPERLY MANAGE THE BANK. 6) KCS WEALTH ADVISORS, LLC DBA KORE FINANCIAL GROUP POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2014 ADDRESS: 185 South Beadle Rd, Building 2, Lafayette LA 70508, United States DESCRIPTION: Referring Advisor. Assist with management of company. 7) JAY TEE HOLDINGS, LLC POSITION: MEMBER NATURE: HOLDING COMPANY TO OWN FAST FOOD CHAINS: SMALLS SLIDERS INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2023 ADDRESS: 200 South Main Street, Abbeville LA 70510, United States DESCRIPTION: OWNER. NO ACTIVE INVOLVEMENT ONLY MONITORING FINANCIAL STATEMENTS FOR PROFITABILITY 8) AJB RENTALS LLC POSITION: MEMBER NATURE: RESIDENTIAL RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 200 South Main Street, Abbeville LA 70510, United States DESCRIPTION: BUILDING RENTAL. COLLECT RENT AND PAY BILLS 9) KOLDER, SLAVEN & COMPANY LLC POSITION: CPA NATURE: PUBLIC ACCOUNTING FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2016 ADDRESS: 200 South Main Street, Abbeville LA 70510, United States DESCRIPTION: MANAGE FIRM AND ABBEVILLE LOCATION SPECIFICALLY. MONITOR AND TRAIN STAFF. PERFORE ACCOUNTING RELATED SERVICES, TAX PREPARATION, AUDITS AND CONSULTING
CRS (Client Relationship Summary) - RIA
Click below to view Robert S Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 South Main Street, Abbeville, LA 70510RIA
CRD#: 105644
ABBEVILLE, LA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 200 South Main Street, Abbeville, LA 70510BD
CRD#: 13572
ABBEVILLE, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ABBEVILLE, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ABBEVILLE, LA
Past
November 28, 2012 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ABBEVILLE, LA
Past
October 2, 2012 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ABBEVILLE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
