KS
Kariann N. Schuster
CETERA INVESTMENT ADVISERS LLC
MCHENRY, IL 60050
Some features on this profile are disabled
CRD#: 5957472
KS
Professional summary
Kariann Noel Schuster, who also goes by Kariann Noel Hill, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mchenry, Illinois and CETERA WEALTH SERVICES, LLC located in Mchenry, Illinois.
Kariann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kariann has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kariann Noel Hill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NOTARY PUBLIC SERVICE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADMINISTRATIVE SUPPORT INCLUDING FORM CREATION, ANSWERING PHONES, FILING, ETC. PROVIDE NOTARY PUBLIC SERVICES TO CLIENTS, PROSPECTS, FAMILY OR FRIENDS IF NEEDED. POSITION/TITLE/RELATIONSHIP: NON-REGISTERED OFFICE ASSISTANT TO VICKI NIELSEN START DATE: 12/2021 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY PUBLIC SERVICE TO CLIENTS, PROSPECTS, FAMILY OR FRIENDS; 2. NAME OF OTHER BUSINESS: INTEGRITY FINANCIAL PROFESSIONALS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISING AND FIXED INSURANCE PRODUCTS POSITION/TITLE/RELATIONSHIP: CURRENTLY IT IS NON-REGISTERED OFFICE ASSISTANT TO VICKI NIELSEN, BUT WILL CHANGE TO REGISTERED OFFICE ASSISTANT TO VICKI NIELSEN START DATE: 7/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT INCLUDING FORM CREATION, ANSWERING PHONES, FILING, ETC.; 3. NAME OF OTHER BUSINESS: WINGS; INVESTMENT RELATED: NO; ADDRESS: 1307 N GREEN ST, MCHENRY, IL 60050; NATURE OF BUSINESS: BOARD; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: VOLUNTEER COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP PLAN MEETING TOPICS AND FACILITATE MEETINGS AS REQUIRED 4. NAME OF OTHER BUSINESS: MCHENRY CHAMBER OF COMERCE; INVESTMENT RELATED: NO; ADDRESS: 1307 N GREEN ST, MCHENRY, IL 60050; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: AMBASSADOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST NEW MCHENRY CHAMBER MEMBERS WITH NAVIGATING THEIR NEW RELATIONSHIP AND MEMBERSHIP WITH THE CHAMBER; 5. NAME OF OTHER BUSINESS: BUSINESS BEFORE BREAKFAST - A FOX VALLEY NETWORKING GROUP, INVESTMENT RELATED: NO, ADDRESS: 765 DUFFY DRIVE, CRYSTAL LAKE, IL 60014,, NATURE OF BUSINESS: NETWORKING, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: .5, BRIEF DESCRIPTION OF DUTIES: SUPPORTING ROLE TO THE PRESIDENT AND STEPS IN WHEN THE PRESIDENT IS UNAVAILABLE, PROVIDES AN ICEBREAKER AT EACH MEETING AND OVERSEES SPECIFIC PROJECTS OR INITIATIVES AS DELEGATED.;
CRS (Client Relationship Summary) - RIA
Click below to view Kariann Noel Schuster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5435 Bull Valley Rd Suite 100, Mchenry, IL 60050RIA
CRD#: 105644
MCHENRY, IL
Current
August 4, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5435 Bull Valley Rd Suite 100, Mchenry, IL 60050BD
CRD#: 13572
Mchenry, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2024)
RR
Arizona(1/9/2025)
RR
Arkansas(1/9/2025)
RR
California(1/9/2025)
RR
Colorado(1/9/2025)
RR
Florida(8/22/2024)
RR
Georgia(1/9/2025)
RR
Hawaii(1/9/2025)
RR
Illinois(9/8/2023)
IAR
Illinois(4/1/2024)
RR
Indiana(1/2/2025)
RR
Kansas(1/9/2025)
RR
Michigan(1/9/2025)
RR
Missouri(1/9/2025)
RR
New Mexico(12/10/2024)
RR
New York(11/6/2025)
RR
North Carolina(1/9/2025)
RR
Pennsylvania(1/9/2025)
RR
Washington(2/6/2025)
RR
Wisconsin(7/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/10/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/4/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
