SZ
Shiraz S. Zaidi
KESTRA ADVISORY SERVICES
PORT JEFFERSON, NY 11777
Some features on this profile are disabled
CRD#: 5956510
SZ
Professional summary
Shiraz Syed Zaidi, who also goes by Shiraz Zaidi, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Shiraz is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Shiraz has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shiraz Zaidi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: COASTLINE WEALTH MANAGEMENT POS: Financial Advisor. NOB: Registered rep activities through Kestra Investment Services INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 03/30/2015 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESC: Sales and financial planning. Bus Name: Kestra Advisory Services, LLC INV REL: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% 0 to 160 hours/ month during trading hours: Up to 100% Duties: Investment advisory services Bus Name: Shiraz Zaidi INV REL: No Address: 3015 Watchill Ave Medford NY 11763 NOB: Real Estate POS: Owner. Start Date: 12/10/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Own and manage rental property. Bus Name: DMSZ, INC. INV REL: Yes Address: 12 MEROKE LN ROCKY POINT NY 11778 NOB: Consulting POS: 50% Partner. Start Date: 9/17/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: All applicable duties. Bus Name: Garrett Taylor and Shiraz Zaidi INV REL: No Address: 2507 Maneshaw Lane Kissimmee FL 34747 NOB: Real Estate POS: Owner Start Date: 6/15/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: All duties related to owning real estate. Bus Name: 1303 Main, LLC INV REL: No Address: 1303 Main Street Port Jefferson NY 11777 NOB: Real Estate POS: Member Start Date: 8/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Landlord Bus Name: Coastline Holdings Group, LLC INV REL: Yes Address: 414 Main St Suite 302 Port Jefferson NY 11777 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA POS: MEMBER Start Date: 12/28/2020 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: MANAGEMENT, INVESTMENT ADVICE AND FINANCIAL PLANNING Bus Name: 7 CLAW LLC POSITION: Member NATURE: Real Estate INV REL: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2022 ADDRESS: 1303 Main St, Port Jefferson NY 11777, United States DESC: Equal ownership and management Bus Name: SPRINT MY RIDE LLC POSITION: Member NATURE: Limo/Transportation INV REL: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2022 ADDRESS: 1303 Main St, Port Jefferson NY 11777 DESC: Logistics Bus Name: BATTAGLINI & COMPANY, P.C. SUPERCPA POSITION: Partner NATURE: Tax/Accounting/CPA INV REL: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2023 ADDRESS: 1049 Lancaster Ave, Berwyn PA 19312 DESC: Chief Operations Officer Bus Name: ST. JAMES REAL ESTATE PROPERTY POS: Owner NOB: Real Estate INV REL: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 286 North Bicycle Path, Selden NY 11784 DESC: All applicable duties of an owner Bus Name: CWM MERGER SUB LLC POS: MEMBER NOB: Invest adv services through an independent outside RIA INV REL: Yes# OF HOURS: 88 SECURITIES TRADING HOURS: 63 START DATE: 10/07/2024 ADDRESS: 1303 Main St, Port Jefferson NY 11777 DESC: MANAGEMENT, INVESTMENT ADVICE AND FINANCIAL PLANNING Bus Name: COASTLINE WM PARENT LLC POSITION: Member NATURE: Holding Company INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2024 ADDRESS: 1303 Main St, Port Jefferson NY 11777 DESCRIPTION: All applicable member duties Bus Name: PORT JEFF REAL ESTATE PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2025 ADDRESS: 286 North Bicycle Path, Selden NY 11784, United States DESCRIPTION: All applicable duties of an owner
CRS (Client Relationship Summary) - RIA
Click below to view Shiraz Syed Zaidi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 414 Main Street Suite 302, Port Jefferson, NY 11777Office #2: 330 Sunrise Highway, Rockville Centre, NY 11570RIA
CRD#: 283330
PORT JEFFERSON, NY
Current
April 6, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777Office #2: 7600 Jericho Turnpike Suite 302, Woodbury, NY 11797BD
CRD#: 42046
Port Jefferson, NY
Past
April 7, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
March 11, 2014 - March 24, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
MEDFORD, NY
Past
October 1, 2012 - March 24, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MEDFORD, NY
Past
August 15, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BELLPORT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/2019)
RR
Arizona(8/26/2016)
RR
California(4/6/2015)
RR
Colorado(3/12/2019)
RR
Connecticut(4/6/2015)
RR
Delaware(11/2/2015)
RR
District of Columbia(3/11/2019)
RR
Florida(4/6/2015)
RR
Georgia(10/23/2015)
RR
Idaho(6/30/2021)
RR
Illinois(9/8/2015)
RR
Indiana(3/12/2019)
RR
Louisiana(8/20/2025)
RR
Maine(10/15/2025)
RR
Maryland(3/14/2019)
RR
Massachusetts(11/9/2018)
RR
Michigan(3/7/2018)
RR
Minnesota(3/12/2019)
RR
Nebraska(3/11/2019)
RR
Nevada(6/12/2017)
RR
New Jersey(4/6/2015)
RR
New York(4/6/2015)
IAR
New York(6/7/2021)
RR
North Carolina(11/20/2016)
RR
Ohio(3/11/2019)
RR
Pennsylvania(4/7/2015)
RR
Rhode Island(3/21/2019)
RR
South Carolina(3/13/2019)
RR
Tennessee(8/20/2025)
RR
Texas(5/13/2015)
IAR
Texas(10/16/2023)
RR
Utah(3/12/2019)
RR
Virginia(10/28/2015)
RR
Washington(11/5/2015)
RR
West Virginia(9/22/2025)
RR
Wisconsin(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11777TRUST BUT VERIFY
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