JK
Joseph M. Kloeckner
PR WEALTH MANAGEMENT GROUP
Las Vegas, NV 89123
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CRD#: 5956328
JK
Professional summary
Joseph Mercado Kloeckner, who also goes by Joseph Kloeckner, is a registered financial advisor currently at PR WEALTH MANAGEMENT GROUP located in Las Vegas, Nevada and PURSHE KAPLAN STERLING INVESTMENTS located in Las Vegas, Nevada.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Kloeckner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PR Wealth Management Group; Investment Related; 8235 S. Eastern Ave, Ste 160 Las Vegas, NV 89123; Wealth Management; Jr. Advisor; 11/1/2021;40 hrs; 40 hrs during trading; Client Meetings & Reviews of Investment, Insurance and annuity planning. 2) Licensed Insurance Agent: Fixed Insurance / Traditional insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Mercado Kloeckner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2022 - Present
PR WEALTH MANAGEMENT GROUP
Office #1: 8235 S. Eastern Ave. Suite 160, Las Vegas, NV 89123RIA
CRD#: 173711
Las Vegas, NV
Current
November 1, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 8235 South Eastern Avenue Suite 160, Las Vegas, NV 89123BD
CRD#: 35747
Las Vegas, NV
Past
February 20, 2012 - November 2, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PR WEALTH MANAGEMENT GROUP
LEGACY WEALTH MANAGEMENT GROUP OF LAS VEGAS LLC | PR WEALTH MANAGEMENT GROUP, INC. | PR WEALTH MANAGEMENT GROUP
CRD#: 173711 / SEC#: 801-122276
RIA
Registered Investment Advisory firm - (9/8/2021 Approved)Colorado
Registered Investment Advisory firm - (9/9/2021 Terminated)Illinois
Registered Investment Advisory firm - (10/1/2021 Terminated)Iowa
Registered Investment Advisory firm - (9/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (10/15/2021 Terminated)Texas
Registered Investment Advisory firm - (9/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/19/2024)
RR
California(11/1/2021)
RR
Colorado(7/10/2024)
RR
Illinois(3/19/2024)
RR
Kentucky(7/10/2024)
RR
Maine(3/19/2024)
RR
Michigan(11/1/2021)
RR
Nevada(11/1/2021)
IAR
Nevada(2/23/2022)
RR
Texas(7/10/2024)
RR
Utah(7/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PR WEALTH MANAGEMENT GROUP
LEGACY WEALTH MANAGEMENT GROUP OF LAS VEGAS LLC | PR WEALTH MANAGEMENT GROUP, INC. | PR WEALTH MANAGEMENT GROUP
CRD#: 173711 / SEC#: 801-122276
RIA
Registered Investment Advisory firm - (9/8/2021 Approved)Colorado
Registered Investment Advisory firm - (9/9/2021 Terminated)Illinois
Registered Investment Advisory firm - (10/1/2021 Terminated)Iowa
Registered Investment Advisory firm - (9/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (10/15/2021 Terminated)Texas
Registered Investment Advisory firm - (9/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
990 Avenue Of The Cities Suite 4, East Moline, IL 61244
Mailing Address
Phone number
(309) 792-8291
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 419 |
| AUM (Assets Under Management) | $ 142,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
