Chenxi Zhao
Professional summary
Chenxi Zhao, who also goes by Seary Zhao, is a registered financial professional currently at LUMENT SECURITIES, LLC located in New York, New York and HILCO CORPORATE FINANCE, LLC located in New York, New York.
Chenxi is registered as a RR (Registered Representative) and started their career in finance in 2020. Chenxi has worked at 3 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chenxi Zhao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2023 - Present
LUMENT SECURITIES, LLC
Office #1: 280 Park Avenue 40 West, New York, NY 10017April 20, 2026 - Present
HILCO CORPORATE FINANCE, LLC
Office #1: 280 Park Ave 40 West, New York, NY 10017August 31, 2020 - May 10, 2023
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/31/2020
General Securities Representative ExaminationFINRA
Current Firm
HILCO CORPORATE FINANCE, LLC
CRD#: 282060 / SEC#: , 8-69699
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
