SR
Sergio T. Rodriguez
CETERA INVESTMENT ADVISERS LLC
DEL RIO, TX 78840
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CRD#: 5954885
SR
Professional summary
Sergio T. Rodriguez, who also goes by Sergio Tellez Rodriguez, Sergio Rodriguez, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Del Rio, Texas and CETERA WEALTH SERVICES, LLC located in Del Rio, Texas.
Sergio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Sergio has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sergio Tellez Rodriguez | Sergio Rodriguez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RODRIGUEZ INCOME TAX AND NOTARY SERVICE POSITION: Co-Owner Income Tax preparer/Bookeeper NATURE: We provide Notary Services, Federal Income Tax Preparation and Bookkeeping Services. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2012 ADDRESS: 110 S Main St Suite C, Del Rio TX 78840, United States DESCRIPTION: During Income Tax Season, I prepare Federal Income Tax Returns. This is season and only provide these services during income tax season. Bookeeping Services are provided year round however my spouse handles that. I also provide Notary Public Services. 2) VAL VERDE COUNTY COMMISIONER CANDIDATE POSITION: COMMISIONER FOR VAL VERDE COUNTY NATURE: I am wanting to run for election for COUNTY COMMISIONER FOR Prec. 1. A county commissioner is an elected position and their main role is maintenance of roads bridges, municipal parks and getting water lines to homes in the county that currently do not have running water. This is a volunteer position but it is an elected position. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 400 Pecan Street, Del Rio TX 78840, United States
CRS (Client Relationship Summary) - RIA
Click below to view Sergio T. Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 S Main St, Del Rio, TX 78840RIA
CRD#: 105644
DEL RIO, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 110 S Main St, Del Rio, TX 78840BD
CRD#: 13572
DEL RIO, TX
Past
July 29, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DEL RIO, TX
Past
July 29, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DEL RIO, TX
Past
August 18, 2021 - August 4, 2022
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
DEL RIO, TX
Past
August 16, 2021 - August 4, 2022
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
DEL RIO, TX
Past
August 7, 2017 - August 17, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Del Rio, TX
Past
May 16, 2013 - August 16, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
DEL RIO, TX
Past
October 10, 2011 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
DEL RIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Del Rio, TX 78840TRUST BUT VERIFY
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