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RB

Ryan J. Becker

OCEANUS CAPITAL PARTNERS
PONTE VEDRA BEACH, FL 32082
Some features on this profile are disabled
CRD#: 5954170
RB

Professional summary

Ryan Joseph Becker, who also goes by Ryan J Becker, is a registered financial advisor currently at OCEANUS CAPITAL PARTNERS, LLC located in Ponte Vedra Beach, Florida.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ryan J Becker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2021 - Present

OCEANUS CAPITAL PARTNERS, LLC

Office #1: 822 A1a North Suite 301, Ponte Vedra Beach, FL 32082
RIA
CRD#: 314081
PONTE VEDRA BEACH, FL
Past

December 4, 2015 - December 26, 2021

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
DALLAS, TX
Past

November 16, 2015 - December 26, 2021

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
DALLAS, TX
Past

October 13, 2011 - November 19, 2015

ALPHA CAPITAL FUNDS MANAGEMENT

RIA
CRD#: 155737
ATLANTA, GA
Past

September 6, 2011 - November 19, 2015

ALPHA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 141284
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(5/25/2023)
IAR
Georgia
(3/4/2022)
IAR
Texas
(4/26/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/26/2011
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2015
General Securities Representative Examination

Current Firm

OC
OCEANUS CAPITAL PARTNERS, LLC
OCEANUS CAPITAL PARTNERS, LLC | OCEANUS INVESTMENT PARTNERS, LLC

CRD#: 314081 / SEC#:

Alabama
Registered Investment Advisory firm - (5/25/2023 Approved)
Florida
Registered Investment Advisory firm - (12/22/2021 Approved)
Georgia
Registered Investment Advisory firm - (3/4/2022 Approved)
Texas
Registered Investment Advisory firm - (4/26/2023 Conditional Restricted)
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Contact information

Main Address
822 A1a North Suite 301, Ponte Vedra Beach, FL 32082
Mailing Address
Phone number
(904) 834-3798
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts83
AUM (Assets Under Management)$ 73,855,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEANUS CAPITAL PARTNERS, LLC

CRD#: 314081Ponte Vedra Beach, FL 32082

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