Ryan J. Becker

OCEANUS CAPITAL PARTNERS

PONTE VEDRA BEACH, FL 32082

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CRD#: 5954170

Professional summary

Ryan Joseph Becker, who also goes by Ryan J Becker, is a registered financial advisor currently at OCEANUS CAPITAL PARTNERS, LLC located in Ponte Vedra Beach, Florida.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan J Becker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2021 - Present

OCEANUS CAPITAL PARTNERS, LLC

Office #1: 822 A1a North Suite 301, Ponte Vedra Beach, FL 32082

RIA

CRD#: 314081

PONTE VEDRA BEACH, FL

Past

December 4, 2015 - December 26, 2021

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

DALLAS, TX

Past

November 16, 2015 - December 26, 2021

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

DALLAS, TX

Past

October 13, 2011 - November 19, 2015

ALPHA CAPITAL FUNDS MANAGEMENT

RIA

CRD#: 155737

ATLANTA, GA

Past

September 6, 2011 - November 19, 2015

ALPHA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 141284

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/25/2023)

IAR

Florida
(12/22/2021)

IAR

Georgia
(3/4/2022)

IAR

Texas
(4/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/1/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/26/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2015

General Securities Representative Examination

Current Firm

OCEANUS CAPITAL PARTNERS, LLC

OCEANUS CAPITAL PARTNERS, LLC | OCEANUS INVESTMENT PARTNERS, LLC

CRD#: 314081 / SEC#:

Alabama

Registered Investment Advisory firm - (5/25/2023 Approved)

Florida

Registered Investment Advisory firm - (12/22/2021 Approved)

Georgia

Registered Investment Advisory firm - (3/4/2022 Approved)

Texas

Registered Investment Advisory firm - (4/26/2023 Conditional Restricted)

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Contact information

Main Address

822 A1a North Suite 301, Ponte Vedra Beach, FL 32082

Mailing Address

Phone number

(904) 834-3798

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 53,105,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan J. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCEANUS CAPITAL PARTNERS, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

ALPHA CAPITAL FUNDS MANAGEMENT

ALPHA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/2015

Series 65

Date: 8/26/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2015

Current Firm

OCEANUS CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OCEANUS CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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