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Ryan Joseph Becker

OCEANUS CAPITAL PARTNERS
PONTE VEDRA BEACH, FL
·CRD# 5954170·15 years experience

Professional Summary

Ryan Joseph Becker, who also goes by Ryan J Becker, is a registered financial advisor currently at OCEANUS CAPITAL PARTNERS, LLC located in Ponte Vedra Beach, Florida. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan J Becker

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

OCEANUS CAPITAL PARTNERS, LLC·CRD# 314081
RIA
822 A1a North Suite 301, Ponte Vedra Beach, FL 32082
December 22, 2021 - Present
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
Dallas, TX
December 4, 2015 - December 26, 2021
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Dallas, TX
November 16, 2015 - December 26, 2021
ALPHA CAPITAL FUNDS MANAGEMENT·CRD# 155737
RIA
Atlanta, GA
October 13, 2011 - November 19, 2015
ALPHA CAPITAL MANAGEMENT, LLC·CRD# 141284
RIA
Atlanta, GA
September 6, 2011 - November 19, 2015

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Current Firm

OC
OCEANUS CAPITAL PARTNERS, LLC

OCEANUS CAPITAL PARTNERS, LLC | OCEANUS INVESTMENT PARTNERS, LLC

CRD#: 314081
Alabama
Registered Investment Advisory firm - Alabama (5/25/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (12/22/2021 Approved)
Georgia
Registered Investment Advisory firm - Georgia (3/4/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (4/26/2023 Conditional Restricted)

Contact Information

Main Address

822 A1a North Suite 301, Ponte Vedra Beach, FL 32082

Phone Number

(904) 834-3798

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

83

AUM (Assets Under Management)

$73,855,780

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alabama
(5/25/2023)
IAR
Georgia
(3/4/2022)
IAR
Texas
(4/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2011About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Becker's CRS (Customer Relationship Summary).

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