Joseph O. Martin

GOALBRIDGE WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 5953030

Professional summary

Joseph Oliver Martin, CFP® is a registered financial advisor currently at GOALBRIDGE WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Oliver Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 30, 2018 - Present

GOALBRIDGE WEALTH MANAGEMENT, LLC

Office #1: 2800 E. Enterprise Ave Suite 201, Appleton, WI 54913

RIA

CRD#: 285623

Appleton, WI

Past

July 24, 2015 - August 2, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

APPLETON, WI

Past

July 24, 2015 - August 2, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

APPLETON, WI

Past

September 26, 2011 - August 4, 2015

MORGAN STANLEY

RIA

CRD#: 149777

APPLETON, WI

Past

August 29, 2011 - August 4, 2015

MORGAN STANLEY

CRD#: 149777

APPLETON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/9/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/26/2011

General Securities Representative Examination

Current Firm

GOALBRIDGE WEALTH MANAGEMENT, LLC

GOALBRIDGE WEALTH MANAGEMENT, LLC | LODRAG WEALTH PARTNERS, LLC

CRD#: 285623 / SEC#:

Wisconsin

Registered Investment Advisory firm - (7/27/2018 Approved)

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Contact information

Main Address

2800 E. Enterprise Ave Suite 201, Appleton, WI 54913

Mailing Address

Phone number

(920) 750-7262

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 57,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph O. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Oliver Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOALBRIDGE WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2011

SIE

Date: 8/2/2018

Series 31

Date: 11/9/2011

Series 7

Date: 8/26/2011

Current Firm

GOALBRIDGE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOALBRIDGE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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