Michael C. Maxeiner
Professional summary
Michael Christian Maxeiner, who also goes by Michael Maxeiner, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Austin, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Christian Maxeiner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2023 - Present
PIMCO INVESTMENTS LLC
Office #1: 401 Congress Avenue Frost Bank Tower, Austin, TX 78701June 9, 2020 - March 31, 2022
CSNR SERVICES, LLC
August 14, 2019 - June 15, 2020
CLEAR STREET LLC
August 21, 2015 - March 31, 2022
SUMMIT SECURITIES GROUP LLC
March 13, 2014 - March 19, 2015
BARCLAYS CAPITAL INC.
March 5, 2013 - March 19, 2015
BARCLAYS CAPITAL INC.
July 28, 2011 - November 5, 2012
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
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