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FIRM PROFILE
Overview
PIMCO INVESTMENTS LLC is located at 1633 Broadway 45th Floor, New York, NY 10019 and was first established at New York, Delaware in 07/07/2010. After operating for 15 years, PIMCO INVESTMENTS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PIMCO INVESTMENTS LLC’s clients are individuals and 0% of their clients are high net worth individuals. PIMCO INVESTMENTS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PIMCO INVESTMENTS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PIMCO INVESTMENTS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PIMCO INVESTMENTS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PIMCO INVESTMENTS LLC Comes From
Understanding the Statistics for PIMCO INVESTMENTS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1633 Broadway 45th Floor, New York, NY 10019
1633 Broadway 45th Floor, New York, NY 10019
Large
(212) 739-3000
Delaware since 07/07/2010
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 | |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 | |
| BURG, ANTHONY ALAN | TREASURER | 6005184 | |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 | |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 | |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 | |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 | |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 | |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 | |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 | |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 | |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
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Advisor's working at PIMCO INVESTMENTS LLC
Nicholas Kent Willett
John Adolph Macejka
Sheridan Riley Davis
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