Benjamin M. Delp

ALIGHT FINANCIAL ADVISORS

Easton, PA

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CRD#: 5951963

Professional summary

Benjamin M Delp, who also goes by Benjamin Michael Delp, Benjamin Delp, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Easton, Pennsylvania and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Benjamin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Michael Delp | Benjamin Delp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name: Delp Holdings LLC. Non-investment related. Address: Chestnut Commons Ct, Easton PA 18040. Nature of business: Rental Property. Position: Owner. Start Date: 12/01/2018. Number of hours per month devoted to other business: 25; during securities trading hours 0. Duties: Own property and collect rents. (2) Name: Kaplan North America. Non-investment related. Nature of Business: Educational products and services supporting industry professionals in completing requirements for industry designations and exam prep. Address: 750 Third Avenue, New York, NY 10017. Position: Instructor. Start Date: 4/15/2024. Number of hours per month devoted to other business 10; during securities trading hours 0. Duties: Course content development for industry professional designations and industry continuing education (CE) requirements. Instructor for industry related exam prep. Name of Business:�General Ebay Sales Is business investment related?:�No Business Address:�15 Chestnut Commons Ct Easton, PA 18040 Nature of Business:�Sales of unique finds on Ebay - namely a hobby of buying and selling or a method of selling old unwanted household items. Position:�Owner Start date:�Oct 27, 2025 Approximate Hours:1-5 Duties: a hobby of listing various items or finds on online platform for sales, managing service inquiries, handling packaging and shipping as a minimal effort occasional weekend activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin M Delp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

ALIGHT FINANCIAL ADVISORS, LLC

RIA

CRD#: 158744

Easton, PA

Current

July 10, 2024 - Present

ALIGHT FINANCIAL SOLUTIONS, LLC

Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269

CRD#: 36509

CHARLOTTE, NC

Past

August 25, 2023 - July 2, 2024

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Easton, PA

Past

August 25, 2023 - July 2, 2024

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

April 4, 2022 - August 31, 2023

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

September 16, 2020 - April 4, 2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

February 8, 2017 - November 16, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

LANCASTER, PA

Past

September 6, 2016 - November 16, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

LANCASTER, PA

Past

May 11, 2016 - August 31, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

COOPERSBURG, PA

Past

May 11, 2016 - August 31, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

COOPERSBURG, PA

Past

August 28, 2013 - March 28, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

FLEMINGTON, NJ

Past

February 9, 2012 - March 28, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

FLEMINGTON, NJ

Past

October 31, 2011 - January 19, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TREXLERTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(7/10/2024)

IAR

North Carolina
(7/10/2024)

Pennsylvania
(7/10/2024)

IAR

Pennsylvania
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/1/2016

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

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Contact information

Main Address

9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269

Mailing Address

Phone number

(866) 560-7256

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)

AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	197,089
AUM (Assets Under Management)	$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin M. Delp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin M Delp's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALIGHT FINANCIAL SOLUTIONS, LLC

MISSIONSQUARE RETIREMENT

MISSIONSQUARE INVESTMENT SERVICES

EMPOWER FINANCIAL SERVICES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ALIGHT FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2013

Series 63

Date: 11/9/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2013

Series 6

Date: 10/28/2011

Series 24

Date: 1/30/2017

Series 26

Date: 10/1/2016

FINRA

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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