NS
Noah Schettini
CETERA INVESTMENT ADVISERS LLC
Cockeysville, MD 21030
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CRD#: 5951583
NS
Professional summary
Noah Schettini, CFP®, who also goes by Noah Daniel Schettini, Noah Schettini, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cockeysville, Maryland and CETERA WEALTH SERVICES, LLC located in Cockeysville, Maryland.
Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Noah has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Noah Daniel Schettini | Noah Schettini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 2.5; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: KINNECT ADVISORS INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: INSURANCE, SECURITIES, AND ADVISORY SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Noah Schettini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
January 22, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9710 Monroe St, Cockeysville, MD 21030RIA
CRD#: 105644
Cockeysville, MD
Current
January 22, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9710 Monroe St, Cockeysville, MD 21030BD
CRD#: 13572
Cockeysville, MD
Past
August 4, 2023 - August 6, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Baltimore, MD
Past
August 4, 2023 - December 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Baltimore, MD
Past
August 4, 2023 - December 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Baltimore, MD
Past
July 19, 2019 - August 6, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Baltimore, MD
Past
August 10, 2015 - January 29, 2016
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
PITTSBURGH, PA
Past
February 14, 2015 - July 22, 2015
CETERA ADVISORS LLC
BD
CRD#: 10299
MCMURRAY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/22/2025)
RR
District of Columbia(1/22/2025)
RR
Maryland(1/22/2025)
IAR
Maryland(1/22/2025)
RR
New Jersey(3/10/2025)
RR
Pennsylvania(4/2/2025)
RR
Virginia(1/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cockeysville, MD 21030TRUST BUT VERIFY
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