AC
Alexander Cochran
KESTRA ADVISORY SERVICES
Reston, VA 20190
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CRD#: 5950624
AC
Professional summary
Alexander Cochran, who also goes by Alexander Weston Cochran, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Reston, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Rockville, Maryland.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alexander has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Weston Cochran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: CURO PRIVATE WEALTH POSI: Planning & Investment Associate NOB: Insurance INV REL: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 04/17/2023 ADDRESS: 11710 Plaza America Dr., Suite 2000, Reston VA 20190 DESC: Manage client needs regarding service, trading, problem resolution and processing issues. Manage inbound calls andemails generated by a book of clients and takes responsibility for proactive outreach to clients. Prepare reports andinformation for client meetings. Participate in client meetings with Lead Advisor and take extensive notes. Client casedesign and financial plan development. Analyzing asset allocation and generating rebalancing trades. Oversee clientservice operations team and serve as quality control point to ensure that all calls, paperwork, policy and procedures forcustomer requests have been adhered to in accordance with compliance requirements. Able to identify opportunities,issues and viable alternatives when traditional solutions do not apply. Ability to manage and prioritize multiple andcompeting priorities on a daily basis in pursuit of business objectives. Interfaces with the broker-dealer or custodian toopen new accounts, update account information. Business Name: REAL ESTATE RENTAL POSITION: n/a NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2024 ADDRESS: 115 Timberbrook Ln, #203, Gaithersburg MD 20878 DESCRIPTION: My wife will be renting out her condo as a rental property. I am not a co-owner, however I will have a financial interest as income will be filed jointly.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Cochran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 11710 Plaza American Dr Ste 2000, Reston, VA 20190Office #2: 6116 Executive Boulevard Ste 410, Rockville, MD 20852RIA
CRD#: 283330
Reston, VA
Current
April 25, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6116 Executive Boulevard Ste. 410, Rockville, MD 20852Office #2: 11710 Plaza America Dr Ste 2000, Reston, VA 20190BD
CRD#: 42046
Rockville, MD
Past
July 6, 2020 - June 16, 2023
SEIA
RIA
CRD#: 108163
Tyson's Corner, VA
Past
July 2, 2020 - April 12, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
TYSONS CORNER, VA
Past
July 29, 2019 - September 24, 2019
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
July 23, 2019 - September 24, 2019
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
FULTON, MD
Past
July 23, 2019 - October 8, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
FULTON, MD
Past
September 20, 2014 - September 10, 2019
PLANNING SOLUTIONS GROUP, LLC
RIA
CRD#: 154118
FULTON, MD
Past
October 3, 2013 - July 23, 2019
TRIAD ADVISORS LLC
BD
CRD#: 25803
Fulton, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(4/25/2023)
IAR
Maryland(4/25/2023)
RR
Virginia(4/25/2023)
IAR
Virginia(4/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
