Alexander Cochran

Business Name: CURO PRIVATE WEALTH POSI: Planning & Investment Associate NOB: Insurance INV REL: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 04/17/2023 ADDRESS: 11710 Plaza America Dr., Suite 2000, Reston VA 20190 DESC: Manage client needs regarding service, trading, problem resolution and processing issues. Manage inbound calls andemails generated by a book of clients and takes responsibility for proactive outreach to clients. Prepare reports andinformation for client meetings. Participate in client meetings with Lead Advisor and take extensive notes. Client casedesign and financial plan development. Analyzing asset allocation and generating rebalancing trades. Oversee clientservice operations team and serve as quality control point to ensure that all calls, paperwork, policy and procedures forcustomer requests have been adhered to in accordance with compliance requirements. Able to identify opportunities,issues and viable alternatives when traditional solutions do not apply. Ability to manage and prioritize multiple andcompeting priorities on a daily basis in pursuit of business objectives. Interfaces with the broker-dealer or custodian toopen new accounts, update account information. Business Name: REAL ESTATE RENTAL POSITION: n/a NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2024 ADDRESS: 115 Timberbrook Ln, #203, Gaithersburg MD 20878 DESCRIPTION: My wife will be renting out her condo as a rental property. I am not a co-owner, however I will have a financial interest as income will be filed jointly.