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DW

David M. Walsh

ARROW ANALYTICS SECURITIES
NEW YORK, NY 10012
Some features on this profile are disabled
CRD#: 5950016
DW

Professional summary

David Matthew Walsh, who also goes by David Walsh, is a registered financial professional currently at ARROW ANALYTICS SECURITIES, LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Matthew Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2025 - Present

ARROW ANALYTICS SECURITIES, LLC

Office #1: 503 Broadway Ph, New York, NY 10012
BD
CRD#: 334741
NEW YORK, NY
Past

September 28, 2018 - February 15, 2024

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
New York, NY
Past

September 28, 2011 - September 17, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/24/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AA
ARROW ANALYTICS SECURITIES, LLC
ARROW ANALYTICS SECURITIES, LLC

CRD#: 334741 / SEC#: , 8-71330

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
503 Broadway Ph, New York, NY 10012
Mailing Address
503 Broadway Ph, New York, NY 10012
Phone number
(203) 247-7033
Established
Delaware since 12/19/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARROW INVESTMENT GROUPSOLE MEMBER
STAMOVA, ILINA SEVDALINOVAFINOP5500851
WALSH, DAVIDCHIEF EXECUTIVE OFFICER5950016
WILSON, LARRY A IICHIEF COMPLIANCE OFFICER3250062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARROW ANALYTICS SECURITIES, LLC

CRD#: 334741New York, NY 10012

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