Ashley C. Maclean
Professional summary
Ashley Clair Maclean, who also goes by Ashley Maclean, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Ashley is registered as a RR (Registered Representative) and started their career in finance in 2011. Ashley has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashley Clair Maclean's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165September 21, 2023 - December 4, 2023
SIMON MARKETS LLC
November 28, 2017 - September 15, 2023
CREDIT SUISSE SECURITIES (USA) LLC
August 23, 2011 - November 16, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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