Henry Gabriel Cisneros
Professional Summary
Henry Gabriel Cisneros is a registered financial advisor currently at SIEBERT WILLIAMS SHANK & CO., LLC located in San Antonio, Texas. Henry is registered as a RR (Registered Representative) and started their career in finance in 2016. Henry has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 62, Series 72, Series 50, Series 82, Series 79, Series 52, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC
Contact Information
Main Address
100 Wall Street 18th Floor, New York, NY 10005Mailing Address
100 Wall Street 18th Floor, New York, NY 10005Phone Number
(646) 775-4850Established
Delaware since 03/10/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | — |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/27/2016)
(1/27/2016)
(1/29/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jun 2018Series 72 — Government Securities Representative Examination
Passed Nov 2017Series 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 82 — Limited Representative-Private Securities Offerings
Passed May 2017About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed Nov 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Henry Gabriel Cisneros's CRS (Customer Relationship Summary).
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