MS
Mitchell G. Schultze
CETERA INVESTMENT ADVISERS LLC
NORFOLK, NE 68701
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CRD#: 5948352
MS
Professional summary
Mitchell G Schultze, who also goes by Michell G Schultze, Mitchell Schultze, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Norfolk, Nebraska and CETERA WEALTH SERVICES, LLC located in Norfolk, Nebraska.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Mitchell has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michell G Schultze | Mitchell Schultze
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NORTHEAST COMMUNITY COLLEGE POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: , Norfolk NE , United States DESCRIPTION: Employee NEIGHBORWORKS NORTHEAST NEBRASKA POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 213 S 1st St D, Norfolk NE 68701, United States DESCRIPTION: Vice President and part of the finance committee NEBRASKA D-LEAGUE POSITION: Owner NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 1110 Westbrook Dr, Norfolk NE 68701, United States DESCRIPTION: AAU Basketball program ran during the summer for local area high school kids. Northeast Nebraska Youth Sports Association POSITION: Adv Board, Coach NATURE: Sport Coach, Adv Board INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 1905 W Taylor Ave, Norfolk, Nebraska 68701 United States DESCRIPTION: I serve as Vice President for the Board of Directors for Northeast Nebraska Youth Sports Association. We are attempting to put a Sports Complex in Norfolk, NE. We will seek our grants and donations in order to try to complete this project. HFS Insurance Group LLC POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 07/28/2023 ADDRESS: 314 N 5th Street, Norfolk, NE 68701 DESCRIPTION: We are starting an LLC to capture all group fixed health insurance benefits. This will capture existing clients as well as future.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell G Schultze's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 314 N 5th St, Norfolk, NE 68701RIA
CRD#: 105644
NORFOLK, NE
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 314 N 5th Street Suite 400, Norfolk, NE 68701BD
CRD#: 13572
Norfolk, NE
Past
February 20, 2013 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
NORFOLK, NE
Past
January 23, 2013 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
NORFOLK, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/10/2023)
RR
Illinois(8/10/2023)
RR
Indiana(10/2/2023)
RR
Iowa(8/10/2023)
RR
Kansas(8/10/2023)
RR
Michigan(9/5/2025)
RR
Missouri(8/10/2023)
RR
Nebraska(8/10/2023)
IAR
Nebraska(8/10/2023)
RR
South Dakota(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Washington(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Norfolk, NE 68701TRUST BUT VERIFY
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