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ML

Matthew J. Loffa

FINAMEX INTERNATIONAL
NEW YORK, NY 10017
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CRD#: 5947971
ML
Matthew James LoffaFINAMEX INTERNATIONAL

Professional summary


Matthew James Loffa, who also goes by Matthew J Loffa, Matthew J. Loffa, Matthew Loffa, is a registered financial professional currently at FINAMEX INTERNATIONAL, LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases


Matthew J Loffa | Matthew J. Loffa | Matthew Loffa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew James Loffa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 25, 2023 - Present

FINAMEX INTERNATIONAL, LLC

Office #1: 575 5th Avenue 16th Floor/office 16-139, New York, NY 10017
BD
CRD#: 301726
NEW YORK, NY
Past

December 19, 2022 - April 17, 2023

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
New York, NY
Past

November 22, 2021 - December 2, 2022

XP INVESTMENTS US, LLC

BD
CRD#: 156691
NEW YORK, NY
Past

June 12, 2018 - June 4, 2021

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
New York, NY
Past

June 7, 2017 - June 12, 2018

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

May 6, 2015 - May 31, 2017

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

January 30, 2014 - February 18, 2015

ODEON CAPITAL GROUP LLC

BD
CRD#: 148493
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/25/2023)
RR
Connecticut
(4/25/2023)
RR
District of Columbia
(7/10/2023)
RR
Florida
(7/13/2023)
RR
Illinois
(9/19/2023)
RR
Maryland
(4/25/2023)
RR
Massachusetts
(9/25/2023)
RR
Michigan
(5/24/2023)
RR
Minnesota
(6/12/2023)
RR
New Jersey
(5/23/2023)
RR
New York
(4/25/2023)
RR
Texas
(4/25/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/12/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FI
FINAMEX INTERNATIONAL, LLC
FINAMEX INTERNATIONAL, LLC

CRD#: 301726 / SEC#: , 8-70333

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056
Mailing Address
2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056
Phone number
(713) 589-7121
Established
Delaware since 03/12/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FINAMEX USA, LLCMEMBER
CARRILLO, PABLO ANDRESCAO7977483
JOHNSON, KRISTY KAYFINOP/CHIEF FINANCIAL OFFICER4470948
RAMOS LANDERO, JORGE MARTINPRESIDENT/CEO2269682
SUAREZ PEREZ, LUIS FELIPECHIEF COMPLIANCE OFFICER6696362

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINAMEX INTERNATIONAL, LLC

CRD#: 301726New York, NY 10017

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