Laura Rachelle Salpeter
Professional Summary
Laura Rachelle Salpeter is a registered financial advisor currently at CASSEL SALPETER & CO., LLC located in Miami, Florida. Laura is registered as a RR (Registered Representative) and started their career in finance in 2012. Laura has worked at 1 firm and has passed the Series 63, SIE, Series 62, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
CASSEL SALPETER & CO., LLC | J. CASSEL & COMPANY, L.L.C.
Contact Information
Main Address
3250 Mary Street Suite 410, Miami, FL 33133Mailing Address
3250 Mary Street Suite 410, Miami, FL 33133Phone Number
(305) 438-7700Established
Florida since 03/04/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/19/2012)
(4/19/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 2012Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2012About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Laura Rachelle Salpeter's CRS (Customer Relationship Summary).
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