Matthew E. Macfarlane
Professional summary
Matthew Edward Macfarlane, who also goes by Matt Macfarlane, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 4 firms and has passed the Series 65, Series 7TO, Series 57TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Edward Macfarlane's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202March 21, 2021 - October 21, 2024
CONTRA INVESTMENTS LLC
May 23, 2019 - January 27, 2021
APEX CLEARING CORPORATION
July 20, 2012 - May 10, 2019
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/19/2025
General Securities Representative ExaminationSeries 57TO
Date: 3/12/2024
Securities Trader ExamSeries 56
Date: 7/19/2012
Proprietary Trader Qualification ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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