Matthew Edward Macfarlane
Professional Summary
Matthew Edward Macfarlane, who also goes by Matt Macfarlane, is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado and ROBINHOOD SECURITIES, LLC located in Denver, Colorado. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 6 firms and has passed the Series 65, Series 7TO, Series 57TO, SIE, Series 56 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matt Macfarlane
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TRADE-PMR INC. | TRADEPMR BY ROBINHOOD
Contact Information
Main Address
13945 Evergreen Avenue, Clearwater, FL 33762Mailing Address
13945 Evergreen Avenue, Clearwater, FL 33762Phone Number
(352) 332-8723Established
Florida since 10/30/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | — |
| BALDWIN, ROBB WALLER | CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| VICTORIA, RICHARD SCOTT | PRESIDENT & CHIEF OPERATING OFFICER | 5371275 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Jul 2012SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Matthew Edward Macfarlane's CRS (Customer Relationship Summary).
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