Shannon P. Oneill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Patricia Oneill, who also goes by Shannon Patricia O'neill, Shannon Oneill, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2015. Shannon had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2021 - March 27, 2023
YIELDSTREET MARKETS LLC
October 23, 2019 - February 1, 2021
EQUITYZEN SECURITIES LLC
August 21, 2017 - October 16, 2019
ALPHAMAX DISTRIBUTORS, L.L.C.
January 12, 2015 - July 27, 2017
CAREY FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YIELDSTREET MARKETS LLC
CRD#: 172295 / SEC#: , 8-69506
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
