SS
Sherif A. Shaban
MUTUAL OF OMAHA INVESTOR SERVICES
Marlton, NJ 08053
Some features on this profile are disabled
CRD#: 5946686
SS
Professional summary
Sherif Atif Shaban is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Marlton, New Jersey.
Sherif is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Sherif has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PLANNING TO WORK WITH: PRECISION SENIOR MARKETING ,LLC.,UNITED HEALTH CARE &
HUMANA SELLING PRODUCTS FOR MY NATURAL MARKET - MEDICARE PLANS.
SONEBRIDGE LIFE INSURANCE COMPANY - MEDICARE SUPPLEMENTS
EQUITRUST LIFE INSURANCE COMPANY - LIFE INSURANCE WITH LONG TERM CARE RIDER
NORTH AMERICAN COMPANY - LIFE INSURANCE WITH LONG TERM CARE RIDER
ROYAL NEIGHBORS - TRADITIONAL LIFE FINAL EXPENSE
TRANSAMERICA - MEDICAL SUPPLEMENT
COMBINED INSURANCE COMPANY OF AMERICA -MEDICARE SUPPLEMENT.
CIGNA AND GERBER -MEDICARE SUPPLEMENT PRODUCTS .
AMERICAN EQUITY - FIXED ANNUITY.
BECOMING APPOINTED WITH WELL CARE , AMIRAHEALTH, AETNA, & COVENTRY- ADVANTAGE MEDICARE PLANS.
INDEPENDENT BLUE CROSS CO. FOR MEDICARE PLANS .
FORETHOUGHT FOR MEDICARE PLANS .
PHOENIX FOR RETIREMENT INCOME ANNUITIES .
SOLE PROPRIETOR FOR SHABAN SOLUTIONS LLC. INSURANCE SERVICES
ECA MARKETING FOR FIXED ANNUITY AND LIFE INSURANCE .
GROUP HEALTH INSURANCE .
CRS (Client Relationship Summary) - RIA
Click below to view Sherif Atif Shaban's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sherif Atif Shaban's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2013 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: Four Greentree Centre 601 Route 73 North, Suite 206, Marlton, NJ 08053RIA
BD
CRD#: 611
Marlton, NJ
Current
February 20, 2013 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: Four Greentree Centre 601 Route 73 North, Suite 206, Marlton, NJ 08053RIA
BD
CRD#: 611
Marlton, NJ
Past
September 28, 2011 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MOUNT LAUREL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(2/20/2013)
IAR
New Jersey(10/10/2013)
RR
Pennsylvania(9/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
