Patrick Joseph Orourke
Professional Summary
Patrick Joseph Orourke is a registered financial advisor currently at ATB CAPITAL MARKETS USA INC.. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 2 firms and has passed the Series 16, SIE, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
Contact Information
Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1Phone Number
(403) 593-8600Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
31FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2011About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Orourke's CRS (Customer Relationship Summary).
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