Nancy Lynn Peck
Professional Summary
Nancy Lynn Peck, who also goes by Nancy Lynn Harter, Nancy L Peck, is a registered financial advisor currently at ATB CAPITAL MARKETS USA INC. and CORMARK SECURITIES (USA) LIMITED. Nancy is registered as a RR (Registered Representative) and started their career in finance in 2007. Nancy has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nancy Lynn Harter, Nancy L Peck
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED
Contact Information
Main Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9Mailing Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9Phone Number
(416) 362-7485Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nancy Lynn Peck's CRS (Customer Relationship Summary).
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