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JA

Juan C. Araoz

PAR5 CAPITAL & CO
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5945442
JA

Professional summary

Juan Cristobal Araoz, who also goes by Juan Cristobal Araoz Riveros, Juan Cristobal Aroaz, is a registered financial professional currently at PAR5 CAPITAL & CO LLC located in Miami, Florida.

Juan is registered as a RR (Registered Representative) and started their career in finance in 2011. Juan has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Juan Cristobal Araoz Riveros | Juan Cristobal Aroaz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Juan Cristobal Araoz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2026 - Present

PAR5 CAPITAL & CO LLC

Office #1: 600 Brickell Avenue Suite 2520, Miami, FL 33131
BD
CRD#: 134657
Miami, FL
Past

July 20, 2018 - November 14, 2023

MARKETAXESS CORPORATION

BD
CRD#: 44542
New York, NY
Past

September 9, 2015 - July 25, 2018

MARIVA CAPITAL MARKETS, LLC

BD
CRD#: 156171
MIAMI, FL
Past

July 7, 2011 - September 8, 2015

CREDICORP CAPITAL SECURITIES, INC.

BD
CRD#: 122199
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/11/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 6/29/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/6/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/21/2013
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PAR5 CAPITAL & CO LLC
GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC

CRD#: 134657 / SEC#: , 8-66850

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Phone number
(786) 638-5650
Established
Delaware since 11/23/2004
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAR HOLDINGS, LLCMEMBER
AJMANI, AJIT SINGHPRESIDENT5188424
GEORGE, THOMAS KEITHFINOP5378303
LOUDON, DENNIS EDWARDCEO & COO1146852
REID, LISA N.CHIEF COMPLIANCE OFFICER4915043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAR5 CAPITAL & CO LLC

CRD#: 134657Miami, FL 33131

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