Juan C. Araoz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Cristobal Araoz, who also goes by Juan Cristobal Araoz Riveros, Juan Cristobal Aroaz, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2011. Juan had worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2018 - November 14, 2023
MARKETAXESS CORPORATION
September 9, 2015 - July 25, 2018
MARIVA CAPITAL MARKETS, LLC
July 7, 2011 - September 8, 2015
CREDICORP CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/29/2012
Limited Representative-Equity Trader ExamCurrent Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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