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ER

Edward B. Ruff

ICR CAPITAL LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 5945288
ER

Professional summary


Edward Bernard Ruff, who also goes by Edward Bernard Ruff IV, is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2012. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edward Bernard Ruff Iv

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Edward Bernard Ruff's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2025 - Present

ICR CAPITAL LLC

Office #1: 685 Third Avenue 2nd Floor, New York, NY 10017
BD
CRD#: 174952
New York, NY
Past

January 27, 2025 - June 18, 2025

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081
CHICAGO, IL
Past

August 27, 2014 - May 13, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 23, 2014 - August 12, 2014

PERELLA WEINBERG PARTNERS LP

BD
CRD#: 138618
NEW YORK, NY
Past

October 1, 2012 - May 30, 2014

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/21/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IC
ICR CAPITAL LLC
ICR CAPITAL LLC

CRD#: 174952 / SEC#: , 8-69583

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
761 Main Avenue, Norwalk, CT 06851-1080
Mailing Address
761 Main Avenue, Norwalk, CT 06851-1080
Phone number
(203) 682-8200
Established
Connecticut since 12/02/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLUE POINT INTERMEDIATE, LLCSOLE MEMBER
GRAY, BENJAMIN NMNCCO1946982
GRIMM, LINDA STEINMANNFINOP/PFO/POO1970620
MCDONALD, DOUGLAS JCEO6034863

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICR CAPITAL LLC

CRD#: 174952New York, NY 10017

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