Juliana T. Schmidt
Professional summary
Juliana Theresia Schmidt, who also goes by Julia Schmidt, Julmidt Schmidt, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Highlands Ranch, Colorado.
Juliana is registered as a RR (Registered Representative) and started their career in finance in 2011. Juliana has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juliana Theresia Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2023 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
August 16, 2017 - June 5, 2023
BRIGHTHOUSE SECURITIES, LLC
January 9, 2017 - July 10, 2017
T. ROWE PRICE INVESTMENT SERVICES, INC.
December 10, 2015 - November 2, 2016
GOLDMAN SACHS & CO. LLC
November 18, 2011 - December 2, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2023)
(6/21/2023)
(1/24/2025)
(6/21/2023)
(6/20/2023)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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