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Arturo Barajas

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CRD#: 5944732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arturo Barajas, who also goes by Arturo Barajas Jr, Arturo Barajas, Art Barajas, was a registered financial professional .

Arturo is a previously registered financial professional and started their career in finance in 2014. Arturo had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Arturo Barajas Jr | Arturo Barajas | Art Barajas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2023 - March 22, 2024

GROVE POINT INVESTMENTS, LLC

BD

CRD#: 1763

ROCKVILLE, MD

Past

June 12, 2023 - March 22, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

BD

CRD#: 39262

PASADENA, CA

Past

June 12, 2023 - March 22, 2024

SORRENTO PACIFIC FINANCIAL, LLC

BD

CRD#: 127787

SAN DIEGO, CA

Past

June 12, 2023 - March 22, 2024

SCF SECURITIES, INC.

BD

CRD#: 47275

SAN DIEGO, CA

Past

June 12, 2023 - March 22, 2024

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

HOUSTON, TX

Past

June 12, 2023 - March 22, 2024

CUSO FINANCIAL SERVICES, L.P.

BD

CRD#: 42132

SAN DIEGO, CA

Past

June 12, 2023 - March 22, 2024

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

SYRACUSE, NY

Past

August 12, 2019 - June 15, 2023

WINLO MANAGEMENT GROUP, LLC

BD

CRD#: 288383

AUSTIN, TX

Past

April 10, 2018 - July 5, 2019

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

SAN DIEGO, CA

Past

April 21, 2015 - July 5, 2019

MADISON AVENUE SECURITIES, LLC

BD

CRD#: 23224

SAN DIEGO, CA

Past

September 11, 2014 - December 18, 2014

FIRST ALLIED SECURITIES, INC.

BD

CRD#: 32444

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 12/23/2016

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 9/11/2014

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 5/18/2015

General Securities Principal Examination

Current Firm

GP

GROVE POINT INVESTMENTS, LLC

CAPITAL FINANCIAL SECURITIES CORPORATION | HIBBARD-BECK, INC. | H. BECK, INC. | GROVE POINT INVESTMENTS, LLC | ESTATE INVESTMENT COMPANY

CRD#: 1763 / SEC#: 801-undefined, 8-31165

BD

Terminated by SEC on 09/30/2025

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Contact information

Main Address

2440 Research Boulevard Suite 500, Rockville, MD 20850

Mailing Address

Phone number

Established

Delaware since 04/01/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
GROVE POINT FINANCIAL, LLC	MEMBER
BEARD, KEVIN LAWRENCE	PRESIDENT	2789109
HAWLEY, AMANDA CANDELMO	CORPORATE SECRETARY	3214453
TYMKIW, TRISHA	PRINCIPAL FINANCIAL OFFICER	3197368
WORSHAM, SANDRA RENEE	CHIEF COMPLIANCE OFFICER	2444134

Disclosures

Regulatory Event	17
Arbitration	3
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

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