Jeremy Wittenberg

DOUGLAS C. LANE & ASSOCIATES

New York, NY 10017

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CRD#: 5943512

Professional summary

Jeremy Wittenberg, CFP®, who also goes by Wittenberg Jeremy, Jeremy Willenberg, Jeremy Wittenberg, is a registered financial advisor currently at DOUGLAS C. LANE & ASSOCIATES located in New York, New York.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeremy has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wittenberg Jeremy | Jeremy Willenberg | Jeremy Wittenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; not investment-related; started 08/2012; 0 hours per month, 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Wittenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 26, 2024 - Present

DOUGLAS C. LANE & ASSOCIATES

Office #1: One Dag Hammarskjold Plaza 885 Second Avenue 42 Floor, New York, NY, 10017

RIA

CRD#: 282563

New York, NY

Past

December 12, 2022 - June 3, 2024

CORIENT

RIA

CRD#: 319448

NEW YORK, NY

Past

August 17, 2021 - March 31, 2023

KORE PRIVATE WEALTH, LLC

RIA

CRD#: 294547

NEW YORK, NY

Past

March 9, 2017 - March 29, 2021

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

NEW YORK, NY

Past

March 8, 2017 - March 29, 2021

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

July 17, 2014 - March 10, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

May 27, 2014 - March 10, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOUGLAS C. LANE & ASSOCIATES

DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA

Registered Investment Advisory firm - (1/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2014

General Securities Representative Examination

Current Firm

DOUGLAS C. LANE & ASSOCIATES

DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA

Registered Investment Advisory firm - (1/1/2016 Approved)

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Contact information

Main Address

One Dag Hammarskjold Plaza 885 Second Avenue 42 Floor, New York, NY, 10017

Mailing Address

Phone number

(212) 262-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCLA BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,608
AUM (Assets Under Management)	$ 8,230,575,270

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2024	Cover Page	Report
12/15/2023	Cover Page	Report
08/03/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy Wittenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Wittenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORIENT

KORE PRIVATE WEALTH, LLC

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

DOUGLAS C. LANE & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2014

Series 7TO

Date: 3/27/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/27/2014

Current Firm

DOUGLAS C. LANE & ASSOCIATES

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DOUGLAS C. LANE & ASSOCIATES

TRUST BUT VERIFY

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