MM
Michael J. Mendelsohn
ICAPITAL MARKETS LLC
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 5942646
MM
Professional summary
Michael Jared Mendelsohn is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Jared Mendelsohn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2024 - Present
ICAPITAL MARKETS LLC
Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830BD
CRD#: 118219
Greenwich, CT
Past
April 14, 2023 - May 19, 2023
STAR MOUNTAIN ADVISORS, LLC
BD
CRD#: 153505
NEW YORK, NY
Past
October 27, 2021 - April 3, 2023
HODES WEILL SECURITIES, LLC
BD
CRD#: 131848
NEW YORK, NY
Past
November 15, 2011 - February 10, 2021
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
Columbia, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2024)
RR
Alaska(7/1/2024)
RR
Arizona(7/1/2024)
RR
Arkansas(7/1/2024)
RR
California(7/1/2024)
RR
Colorado(7/1/2024)
RR
Connecticut(7/1/2024)
RR
Delaware(7/1/2024)
RR
District of Columbia(7/1/2024)
RR
Florida(7/1/2024)
RR
Georgia(7/1/2024)
RR
Hawaii(7/1/2024)
RR
Idaho(7/1/2024)
RR
Illinois(7/1/2024)
RR
Indiana(7/1/2024)
RR
Iowa(7/1/2024)
RR
Kansas(7/1/2024)
RR
Kentucky(7/1/2024)
RR
Louisiana(7/1/2024)
RR
Maine(7/1/2024)
RR
Maryland(7/1/2024)
RR
Massachusetts(7/1/2024)
RR
Michigan(7/1/2024)
RR
Minnesota(7/1/2024)
RR
Mississippi(7/1/2024)
RR
Missouri(7/1/2024)
RR
Montana(7/1/2024)
RR
Nebraska(7/1/2024)
RR
Nevada(7/1/2024)
RR
New Hampshire(7/1/2024)
RR
New Jersey(7/1/2024)
RR
New Mexico(7/1/2024)
RR
New York(7/1/2024)
RR
North Carolina(7/1/2024)
RR
North Dakota(7/1/2024)
RR
Ohio(7/2/2024)
RR
Oklahoma(7/1/2024)
RR
Oregon(7/1/2024)
RR
Pennsylvania(7/1/2024)
RR
Rhode Island(7/1/2024)
RR
South Carolina(7/1/2024)
RR
South Dakota(7/1/2024)
RR
Tennessee(7/1/2024)
RR
Texas(7/1/2024)
RR
Utah(7/1/2024)
RR
Vermont(7/1/2024)
RR
Virginia(7/1/2024)
RR
Washington(7/1/2024)
RR
West Virginia(7/1/2024)
RR
Wisconsin(7/1/2024)
RR
Wyoming(7/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
