AM
Aaron S. Mckinney
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tulsa, OK 74114
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CRD#: 5942633
AM
Professional summary
Aaron Scott Mckinney is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tulsa, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Edmond, Oklahoma.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Aaron has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 08/14/20 2) SUPERIOR BENEFIT SPECIALISTS, LLC, 2100 S UTICA AVE, STE 300, TULSA, OK,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/19, NIR, 5/WK- 5/TRADING 3) UTICA CAPITAL, 2100 S Utica Ave, Ste 300, Tulsa OK 74114, 12/2022, Owner, DBA, NIR, 160 HR/MO - 140 HR/MO Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Scott Mckinney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2100 S Utica Ave Suite 300, Tulsa, OK 74114RIA
CRD#: 134139
Tulsa, OK
Current
August 14, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1360 Fretz Dr, Ste. 103, Mailbox 3, Edmond, OK 73003Office #2: 2100 S Utica Ave Suite 300, Tulsa, OK 74114BD
CRD#: 39543
Edmond, OK
Past
September 28, 2012 - August 18, 2020
CETERA ADVISORS LLC
RIA
CRD#: 10299
TULSA, OK
Past
September 28, 2012 - August 18, 2020
CETERA ADVISORS LLC
BD
CRD#: 10299
TULSA, OK
Past
October 6, 2011 - October 1, 2012
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
TULSA, OK
Past
September 7, 2011 - October 1, 2012
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2020)
RR
Arizona(8/14/2020)
RR
Arkansas(8/19/2020)
RR
California(8/14/2020)
RR
Colorado(8/24/2020)
RR
Georgia(8/14/2020)
RR
Iowa(4/17/2025)
RR
Kansas(4/14/2022)
RR
Louisiana(9/3/2025)
RR
Minnesota(8/14/2020)
RR
Mississippi(5/19/2021)
RR
Missouri(8/14/2020)
RR
Nevada(8/14/2020)
RR
New Mexico(1/3/2023)
RR
North Carolina(8/24/2020)
RR
Ohio(1/4/2023)
RR
Oklahoma(8/14/2020)
IAR
Oklahoma(8/14/2020)
RR
Pennsylvania(1/2/2024)
RR
Tennessee(6/27/2025)
RR
Texas(8/14/2020)
IAR
Texas(8/14/2020)
RR
Wisconsin(1/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Tulsa, OK 74114TRUST BUT VERIFY
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