Ramzi B. Baklouti

LAW & ASSOCIATES

Glen Echo, MD 20812-1205

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CRD#: 5942494

Professional summary

Ramzi Benmokhtar Baklouti, CFP® is a registered financial advisor currently at LAW & ASSOCIATES INC located in Glen Echo, Maryland and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Glen Echo, Maryland.

Ramzi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ramzi has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Law & Associates, Inc Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 06/16/2011 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Prepare investment performance reports.\nPrepare financial reports

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramzi Benmokhtar Baklouti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 6, 2022 - Present

LAW & ASSOCIATES INC

Office #1: 6111 Tulane Ave, Glen Echo, MD 20812-1205

RIA

CRD#: 105350

Glen Echo, MD

Current

March 18, 2014 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: Heather Cottage 6111 Tulane Avenue, Glen Echo, MD 20812

CRD#: 6694

Glen Echo, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAW & ASSOCIATES INC

CRD#: 105350 / SEC#: 801-16929

RIA

Registered Investment Advisory firm - (3/22/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(3/19/2014)

IAR

Maryland
(7/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/22/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/21/2019

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/16/2019

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

LAW & ASSOCIATES INC

CRD#: 105350 / SEC#: 801-16929

RIA

Registered Investment Advisory firm - (3/22/1982 Approved)

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Contact information

Main Address

6111 Tulane Ave, Glen Echo, MD 20812-1205

Mailing Address

Phone number

(301) 229-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAW & ASSOCIATES_ADV_PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,623
AUM (Assets Under Management)	$ 304,647,588

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ramzi B. Baklouti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramzi Benmokhtar Baklouti's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LAW & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2014

Series 9

Date: 9/21/2019

Series 10

Date: 3/16/2019

FINRA

Current Firm

LAW & ASSOCIATES INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAW & ASSOCIATES INC

TRUST BUT VERIFY

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