Devin M. Mcgill

MARSHALL + STERLING WEALTH ADVISORS

POUGHKEEPSIE, NY 12601

Some features on this profile are disabled

CRD#: 5941638

Professional summary

Devin Michael Mcgill is a registered financial advisor currently at MARSHALL + STERLING WEALTH ADVISORS, INC. located in Poughkeepsie, New York and LPL FINANCIAL LLC located in Poughkeepsie, New York.

Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Devin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Michael Mcgill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2026 - Present

MARSHALL + STERLING WEALTH ADVISORS, INC.

Office #1: 278 Mill Street Suite 301, Poughkeepsie, NY 12601

RIA

CRD#: 164345

POUGHKEEPSIE, NY

Current

January 20, 2026 - Present

LPL FINANCIAL LLC

Office #1: 278 Mill St Ste 301, Poughkeepsie, NY 12601

RIA

CRD#: 6413

POUGHKEEPSIE, NY

Past

August 8, 2025 - September 30, 2025

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

PAWLING, NY

Past

August 8, 2025 - September 30, 2025

KEY INVESTMENT SERVICES LLC

CRD#: 136300

PAWLING, NY

Past

April 15, 2025 - July 28, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

KINGSTON, NY

Past

April 15, 2025 - July 28, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

KINGSTON, NY

Past

November 12, 2024 - April 4, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SAUGERTIES, NY

Past

November 6, 2024 - April 4, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 30, 2017 - October 21, 2024

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Red Hook, NY

Past

May 11, 2016 - October 21, 2024

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Red Hook, NY

Past

November 3, 2011 - May 3, 2016

LPL FINANCIAL LLC

CRD#: 6413

KINGSTON, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M+

MARSHALL + STERLING WEALTH ADVISORS, INC.

MARSHALL & STERLING WEALTH ADVISORS, INC. | MARSHALL + STERLING WEALTH ADVISORS, INC.

CRD#: 164345 / SEC#: 801-78688

RIA

Registered Investment Advisory firm - (11/1/2013 Approved)

New York

Registered Investment Advisory firm - (11/12/2013 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/20/2026)

IAR

New York
(1/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

M+

MARSHALL + STERLING WEALTH ADVISORS, INC.

MARSHALL & STERLING WEALTH ADVISORS, INC. | MARSHALL + STERLING WEALTH ADVISORS, INC.

CRD#: 164345 / SEC#: 801-78688

RIA

Registered Investment Advisory firm - (11/1/2013 Approved)

New York

Registered Investment Advisory firm - (11/12/2013 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

278 Mill Street Suite 301, Poughkeepsie, NY 12601

Mailing Address

Phone number

(845) 554-1046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,598
AUM (Assets Under Management)	$ 995,832,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ardal Powell

EAGLE STRATEGIES LLC

IAR

NEW WINDSOR, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Devin M. Mcgill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Michael Mcgill's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

MARSHALL + STERLING WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2017

Series 63

Date: 12/1/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2016

Series 6

Date: 11/1/2011

FINRA

Current Firm

MARSHALL + STERLING WEALTH ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARSHALL + STERLING WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors