Amanda Potestato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Potestato, who also goes by Amanda Anastasia Potestato, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2011. Amanda had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2017 - April 9, 2018
TCADVISORS NETWORK INC.
April 5, 2016 - January 12, 2017
NATIONAL PLANNING CORPORATION
December 14, 2015 - January 5, 2017
SII INVESTMENTS, INC.
December 14, 2015 - January 5, 2017
INVESTMENT CENTERS OF AMERICA, INC.
December 14, 2015 - January 12, 2017
NATIONAL PLANNING CORPORATION
December 14, 2015 - January 12, 2017
INVEST FINANCIAL CORPORATION
July 18, 2011 - November 30, 2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCADVISORS NETWORK INC.
CRD#: 35794 / SEC#: , 8-46909
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINN, STEPHEN ANDREW | SHAREHOLDER | 1749769 |
| BIENEMANN, STEVEN JAMES | REGUSTERED PRINCIPAL | 5194856 |
| DYKES, ROBERT ROSCOE | SHAREHOLDER | 6764816 |
| HEBERT, CHESTER JOSEPH | CCO | 1678446 |
| LEIGHT, GARY ALAN | SHAREHOLDER | 6749795 |
| MASSA, MARK WILLIAM | SHAREHOLDER | 6227919 |
| OSTERLUND, PATTY DIANN | SHAREHOLDER | |
| OSTERLUND, RODNEY WILLIAM | SHAREHOLDER | |
| PACE, JOSHUA ADAM | SHAREHOLDER | 6576915 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
