DO
Derek J. Olson
RUSSELL INVESTMENTS
Milwaukee, WI 53202
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CRD#: 5941415
DO
Professional summary
Derek Jeremy Olson, CIMA®, who also goes by Derek Olson, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Milwaukee, Wisconsin and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Milwaukee, Wisconsin.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Derek has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Olson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Jeremy Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 10, 2015 - Present
RUSSELL INVESTMENTS
Office #1: 100 E. Wisconsin Avenue Suite 1550, Milwaukee, WI 53202RIA
CRD#: 105734
Milwaukee, WI
Current
August 25, 2015 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Office #1: 833 E. Michigan Street Suite 850, Milwaukee, WI 53202BD
CRD#: 21771
Milwaukee, WI
Past
August 22, 2014 - August 25, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BROOKFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
Registered Investment Advisory firm - (5/21/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2021)
RR
Alaska(1/15/2021)
RR
Arizona(1/15/2021)
RR
Arkansas(1/15/2021)
RR
California(1/15/2021)
RR
Colorado(1/15/2021)
RR
Connecticut(1/15/2021)
RR
Delaware(1/15/2021)
RR
District of Columbia(1/15/2021)
RR
Florida(1/15/2021)
RR
Georgia(1/15/2021)
RR
Hawaii(1/15/2021)
RR
Idaho(1/15/2021)
RR
Illinois(7/17/2017)
RR
Indiana(7/17/2017)
RR
Iowa(1/15/2021)
RR
Kansas(1/15/2021)
RR
Kentucky(7/17/2017)
RR
Louisiana(1/15/2021)
RR
Maine(1/15/2021)
RR
Maryland(1/15/2021)
RR
Massachusetts(1/15/2021)
RR
Michigan(1/15/2021)
RR
Minnesota(1/15/2021)
RR
Mississippi(1/15/2021)
RR
Missouri(1/15/2021)
RR
Montana(1/15/2021)
RR
Nebraska(1/15/2021)
RR
Nevada(1/15/2021)
RR
New Hampshire(1/15/2021)
RR
New Jersey(1/15/2021)
RR
New Mexico(1/15/2021)
RR
New York(1/15/2021)
RR
North Carolina(1/15/2021)
RR
North Dakota(1/15/2021)
RR
Ohio(8/25/2015)
RR
Oklahoma(1/15/2021)
RR
Oregon(1/15/2021)
RR
Pennsylvania(8/25/2015)
RR
Puerto Rico(1/15/2021)
RR
Rhode Island(1/15/2021)
RR
South Carolina(1/15/2021)
RR
South Dakota(1/15/2021)
RR
Tennessee(1/15/2021)
RR
Texas(1/15/2021)
RR
Utah(1/15/2021)
RR
Vermont(1/15/2021)
RR
Virgin Islands(1/15/2021)
RR
Virginia(1/15/2021)
RR
Washington(8/25/2015)
IAR
Washington(12/10/2015)
RR
West Virginia(8/25/2015)
RR
Wisconsin(8/25/2015)
IAR
Wisconsin(12/10/2015)
RR
Wyoming(1/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
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Contact information
Main Address
1301 Second Avenue 18th Floor, Seattle, WA 98101
Mailing Address
Phone number
(206) 505-7877
Established
Firm type
Fiscal year end
# of Employees
589
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RUSSELL INVESTMENTS
CRD#: 105734Milwaukee, WI 53202TRUST BUT VERIFY
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