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RK

Ronald P. Kline

ROBINHOOD FINANCIAL
Denver, CO 80202
Some features on this profile are disabled
CRD#: 5941196
RK
Ronald Patrick KlineROBINHOOD FINANCIAL

Professional summary

Ronald Patrick Kline, CFP®, who also goes by Ronald Patrick Kline, Patrick Kline, Ronald P Kline, Ronald Kline, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2012. Ronald has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Ronald Patrick Kline | Patrick Kline | Ronald P Kline | Ronald Kline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Patrick Kline's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

July 31, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 2373 15th St Suite 300, Denver, CO 80202
BD
CRD#: 165998
Denver, CO
Past

August 21, 2025 - June 19, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
FORT MYERS, FL
Past

October 1, 2020 - December 16, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DENVER, CO
Past

February 20, 2020 - September 15, 2020

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
LAKEWOOD, CO
Past

February 20, 2020 - September 15, 2020

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
LAKEWOOD, CO
Past

July 11, 2019 - December 9, 2019

DODDS WEALTH MANAGEMENT GROUP

RIA
CRD#: 131734
ENGLEWOOD, CO
Past

July 1, 2019 - December 18, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
ENGLEWOOD, CO
Past

July 1, 2019 - December 18, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
ENGLEWOOD, CO
Past

July 30, 2012 - June 28, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/31/2026)
RR
Alaska
(7/31/2026)
RR
Arizona
(7/31/2026)
RR
Arkansas
(7/31/2026)
RR
California
(7/31/2026)
RR
Colorado
(7/31/2026)
RR
Connecticut
(7/31/2026)
RR
Delaware
(7/31/2026)
RR
District of Columbia
(7/31/2026)
RR
Florida
(7/31/2026)
RR
Georgia
(7/31/2026)
RR
Hawaii
(7/31/2026)
RR
Idaho
(7/31/2026)
RR
Illinois
(7/31/2026)
RR
Indiana
(7/31/2026)
RR
Iowa
(7/31/2026)
RR
Kansas
(7/31/2026)
RR
Kentucky
(7/31/2026)
RR
Louisiana
(7/31/2026)
RR
Maine
(7/31/2026)
RR
Maryland
(7/31/2026)
RR
Massachusetts
(7/31/2026)
RR
Michigan
(7/31/2026)
RR
Minnesota
(7/31/2026)
RR
Mississippi
(7/31/2026)
RR
Missouri
(7/31/2026)
RR
Montana
(7/31/2026)
RR
Nebraska
(7/31/2026)
RR
Nevada
(7/31/2026)
RR
New Hampshire
(7/31/2026)
RR
New Jersey
(7/31/2026)
RR
New Mexico
(7/31/2026)
RR
New York
(7/31/2026)
RR
North Carolina
(7/31/2026)
RR
North Dakota
(7/31/2026)
RR
Ohio
(7/31/2026)
RR
Oklahoma
(7/31/2026)
RR
Oregon
(7/31/2026)
RR
Pennsylvania
(7/31/2026)
RR
Puerto Rico
(7/31/2026)
RR
Rhode Island
(7/31/2026)
RR
South Carolina
(7/31/2026)
RR
South Dakota
(7/31/2026)
RR
Tennessee
(7/31/2026)
RR
Texas
(7/31/2026)
RR
Utah
(7/31/2026)
RR
Vermont
(7/31/2026)
RR
Virgin Islands
(7/31/2026)
RR
Virginia
(7/31/2026)
RR
Washington
(7/31/2026)
RR
West Virginia
(7/31/2026)
RR
Wisconsin
(7/31/2026)
RR
Wyoming
(7/31/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/8/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/27/2012
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures

Regulatory Event56
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD FINANCIAL, LLC

CRD#: 165998Denver, CO 80202

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