Aaron L. Brooks
Professional summary
Aaron Lawson Brooks is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2011. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Lawson Brooks's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801August 4, 2022 - March 19, 2025
REALTA INVESTMENT ADVISORS, INC
July 20, 2021 - March 19, 2025
REALTA EQUITIES, INC.
September 21, 2015 - July 21, 2021
CENTER STREET SECURITIES, INC.
August 2, 2011 - August 24, 2015
NEWBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
Monitor Aaron Brooks
Get automatic monthly alerts on: