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AB

Aaron L. Brooks

REALTA EQUITIES
WILMINGTON, DE 19801
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CRD#: 5941129
AB
Aaron Lawson BrooksREALTA EQUITIES

Professional summary


Aaron Lawson Brooks is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2011. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Aaron Lawson Brooks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2026 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801
BD
CRD#: 23769
WILMINGTON, DE
Past

August 4, 2022 - March 19, 2025

REALTA INVESTMENT ADVISORS, INC

RIA
CRD#: 134952
SCOTTSDALE, AZ
Past

July 20, 2021 - March 19, 2025

REALTA EQUITIES, INC.

BD
CRD#: 23769
SCOTTSDALE, AZ
Past

September 21, 2015 - July 21, 2021

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
SCOTTSDALE, AZ
Past

August 2, 2011 - August 24, 2015

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
SCOTTSDALE, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/15/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures


Regulatory Event7

Red Flags


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Company Information


REALTA EQUITIES, INC.

CRD#: 23769Wilmington, DE 19801

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