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Marie L. Cusic

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CRD#: 59411
MC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marie Louise Cusic was a registered financial professional .

Marie is a previously registered financial professional and started their career in finance in 1969. Marie had worked at 10 firms and has passed the Series 63, Series 1, Series 40 and Series 12 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 29, 2004 - December 16, 2013

THE WINCHESTER GROUP, INC.

BD
CRD#: 27704
NEW YORK, NY
Past

October 28, 1988 - June 28, 2002

NOYES PARTNERS INCORPORATED

BD
CRD#: 10128
NEW YORK, NY
Past

November 4, 1987 - January 19, 1988

SCHRODER & CO. INC.

BD
CRD#: 6112
Past

June 25, 1986 - February 3, 1987

ROONEY, PACE INC.

BD
CRD#: 6218
Past

January 2, 1986 - June 5, 1986

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Past

October 1, 1985 - January 6, 1986

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
Past

November 9, 1984 - October 1, 1985

JII SECURITIES INC.

BD
CRD#: 406
Past

October 23, 1978 - October 18, 1984

BECKER PARIBAS INCORPORATED

BD
CRD#: 7635
Past

March 18, 1975 - May 7, 1978

LEHMAN BROTHERS INCORPORATED

BD
CRD#: 514
Past

July 24, 1969 - March 20, 1975

ABRAHAM AND CO

BD
CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/5/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 7/22/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 40
Date: 2/16/1978
Registered Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 4/18/1977
NYSE Branch Manager Examination

Current Firm

TW
THE WINCHESTER GROUP, INC.
C S SECURITIES, INC. | THE WINCHESTER GROUP, INC. | HENSHAW ADVISORS, INC.

CRD#: 27704 / SEC#: 801-37906, 8-43202

BD
Terminated by SEC on 02/14/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/05/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

WINCHESTER-FIRM BROCHURE (10/30/2013)
WINCHESTER'S ONE FEE PROGRAM BROCHURE (4/1/2013)
WINCHESTER'S FIRM BROCHURE (4/1/2013)

Direct owners and executive officers

NamePositionCRD#
CHERASHORE, IRVIN LEECHAIRMAN, DIRECTOR45389
MUELLER, RUDOLF JOHANNESPRESIDENT, CFO, DIRECTOR601732
SETTLE, THOMAS RANDALLDIRECTOR825251
NOLAN, CLARESENIOR VICE PRESIDENT, CORPORATE SECRETARY715809
CUSIC, MARIE LOUISECHIEF COMPLIANCE OFFICER59411

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE WINCHESTER GROUP, INC.

CRD#: 27704

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