NB
Nathanael Breitenberg
CETERA INVESTMENT ADVISERS LLC
Skokie, IL 60077
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CRD#: 5941084
NB
Professional summary
Nathanael Breitenberg, who also goes by Nathanael J Breitenberg, Nathanael Jon Breitenberg, Nat Breitenberg, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Skokie, Illinois and CETERA ADVISORS LLC located in Sandpoint, Idaho.
Nathanael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Nathanael has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathanael J Breitenberg | Nathanael Jon Breitenberg | Nat Breitenberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2014; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ANDERSON, FOE, KENT, MADSEN & ASSOCIATES, LLC DBA PILLAR FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR SECURITIES BUSINESS; START DATE: 08/2021; POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT RELATIONSHIPS;
CRS (Client Relationship Summary) - RIA
Click below to view Nathanael Breitenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #2: 515 Pine St Ste D, Sandpoint, ID 83864Office #3: 9 Tenth St, Priest River, ID 83856Office #5: 1420 5th Ave Suite 3150, Seattle, WA 98101RIA
CRD#: 105644
Skokie, IL
Current
August 29, 2025 - Present
CETERA ADVISORS LLC
Office #1: 515 Pine Street, Suite D, Sandpoint, ID 83864Office #2: 9 Tenth St, Priest River, ID 83856Office #3: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #4: 1420 Fifth Ave, Suite 2625, Seattle, WA 98101BD
CRD#: 10299
Sandpoint, ID
Past
August 25, 2021 - August 29, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
SEATTLE, WA
Past
August 24, 2021 - August 29, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SEATTLE, WA
Past
March 15, 2019 - August 18, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
SEATTLE, WA
Past
February 20, 2019 - August 18, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
SEATTLE, WA
Past
October 24, 2013 - June 27, 2017
COLUMBIA RIVER ADVISORS
RIA
CRD#: 154571
TACOMA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/29/2025)
RR
California(8/29/2025)
RR
Delaware(10/10/2025)
RR
Hawaii(8/29/2025)
RR
Idaho(8/29/2025)
IAR
Idaho(8/29/2025)
RR
Illinois(8/29/2025)
IAR
Illinois(9/3/2025)
RR
Kansas(8/29/2025)
RR
Massachusetts(9/9/2025)
RR
Nevada(9/9/2025)
RR
North Carolina(9/30/2025)
RR
Oregon(8/29/2025)
RR
Utah(9/9/2025)
IAR
Washington(8/29/2025)
RR
Washington(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
