Brandon G. Coulter

OLD MISSION MARKETS LLC

New York, NY 10271

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CRD#: 5941075

Professional summary

Brandon Glenngrey Coulter, who also goes by Brandon Glenngrey Coulter, Brandon G Coulter, is a registered financial professional currently at OLD MISSION MARKETS LLC located in New York, New York.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2013. Brandon has worked at 4 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon Glenngrey Coulter | Brandon G Coulter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Glenngrey Coulter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

OLD MISSION MARKETS LLC

Office #1: 120 Broadway 11th Floor, New York, NY 10271

CRD#: 281867

New York, NY

Past

June 10, 2019 - April 8, 2024

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

CRD#: 282266

New York, NY

Past

May 29, 2019 - June 19, 2019

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

Past

August 26, 2013 - November 20, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/2/2024)

New York
(5/2/2024)

Ohio
(5/2/2024)

Exams

State Security Law Exam

Series 63

Date: 8/30/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 11/6/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2013

General Securities Representative Examination

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

Current Firm

OLD MISSION MARKETS LLC

CRD#: 281867 / SEC#: , 8-69691

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1 N. Dearborn St. 8th Floor, Chicago, IL 60602

Mailing Address

1 N. Dearborn St. 8th Floor, Chicago, IL 60602

Phone number

(312) 260-3052

Established

Delaware since 08/03/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OLD MISSION FINANCIAL SERVICES LLC	OWNER
GASTON, STEVEN JOHN	CHIEF COMPLIANCE OFFICER	3094187
GUZOWSKI, JOSEF MICHAEL	MANAGER, CEO	2989719
KEITH, ALLEN THOMAS	FINOP	4457493
MARQUEZ AVITIA, ERICA NMN	CHIEF OPERATING OFFICER	5074353
NICHOLS, PATRICK JAMES	MANAGER	4757503
RUSSINA, BRYAN SCOTT	MANAGER	5031844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon G. Coulter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Glenngrey Coulter's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2013

Series 57TO

Date: 11/6/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/26/2013

Cboe EDGA Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Current Firm

OLD MISSION MARKETS LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLD MISSION MARKETS LLC

TRUST BUT VERIFY

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