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VL

Vincent J. Lovaglio

SEAPORT GLOBAL SECURITIES
Costa Mesa, CA 92626
CRD#: 5940816
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VL
Vincent John LovaglioSEAPORT GLOBAL SECURITIES

Professional summary

Vincent John Lovaglio is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Costa Mesa, California.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 2012. Vincent has worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent John Lovaglio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2026 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 3090 Bristol Street Suite 400, Costa Mesa, CA 92626
BD
CRD#: 116270
Costa Mesa, CA
Past

April 18, 2025 - June 25, 2026

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

May 23, 2018 - April 21, 2023

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

May 14, 2014 - June 13, 2018

WOLFE RESEARCH SECURITIES

BD
CRD#: 151850
NEW YORK, NY
Past

October 8, 2013 - May 21, 2014

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

May 21, 2013 - October 9, 2013

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

July 6, 2012 - May 31, 2013

COWEN SECURITIES LLC

BD
CRD#: 23510
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/25/2026)
RR
Alaska
(6/23/2026)
RR
Arkansas
(6/29/2026)
RR
California
(6/29/2026)
RR
Colorado
(6/23/2026)
RR
Connecticut
(6/24/2026)
RR
Delaware
(6/29/2026)
RR
District of Columbia
(6/23/2026)
RR
Florida
(6/23/2026)
RR
Hawaii
(6/26/2026)
RR
Idaho
(6/26/2026)
RR
Illinois
(6/23/2026)
RR
Indiana
(6/30/2026)
RR
Iowa
(7/2/2026)
RR
Kansas
(6/23/2026)
RR
Kentucky
(6/23/2026)
RR
Louisiana
(6/26/2026)
RR
Maine
(6/25/2026)
RR
Maryland
(7/1/2026)
RR
Massachusetts
(6/24/2026)
RR
Michigan
(6/23/2026)
RR
Minnesota
(6/23/2026)
RR
Mississippi
(6/23/2026)
RR
Missouri
(6/23/2026)
RR
Montana
(6/23/2026)
RR
Nebraska
(6/23/2026)
RR
Nevada
(6/23/2026)
RR
New Jersey
(6/23/2026)
RR
New Mexico
(6/29/2026)
RR
North Carolina
(6/25/2026)
RR
North Dakota
(7/1/2026)
RR
Ohio
(6/23/2026)
RR
Oklahoma
(6/23/2026)
RR
Oregon
(6/24/2026)
RR
Pennsylvania
(6/24/2026)
RR
Rhode Island
(6/30/2026)
RR
South Carolina
(6/23/2026)
RR
South Dakota
(6/23/2026)
RR
Tennessee
(6/26/2026)
RR
Texas
(6/23/2026)
RR
Utah
(6/23/2026)
RR
Vermont
(6/23/2026)
RR
Virginia
(6/29/2026)
RR
Washington
(6/23/2026)
RR
West Virginia
(6/30/2026)
RR
Wisconsin
(6/23/2026)
RR
Wyoming
(6/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 10/4/2012
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 9/6/2012
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 7/5/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270Costa Mesa, CA 92626

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