Nicklaus B. Mattingly
Professional summary
Nicklaus Brandon Mattingly, CFP®, who also goes by Nick Brandon Mattingly, is a registered financial advisor currently at HERITAGE INVESTMENT GROUP, INC. located in Tampa, Florida.
Nicklaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicklaus has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicklaus Brandon Mattingly's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
April 28, 2014 - Present
HERITAGE INVESTMENT GROUP, INC.
Office #1: 115 South Fielding Avenue, Tampa, FL 33606June 14, 2011 - April 8, 2014
ERNST & YOUNG INVESTMENT ADVISERS LLP
Primary Firm SEC Registration
HERITAGE INVESTMENT GROUP, INC.
CRD#: 113204 / SEC#: 801-60396
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2014)
Current Firm
HERITAGE INVESTMENT GROUP, INC.
CRD#: 113204 / SEC#: 801-60396
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,211 |
| AUM (Assets Under Management) | $ 1,913,368,545 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/22/2025 | ||
| 10/04/2024 | ||
| 01/19/2024 |
Red Flags
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