Theodore E. Faris
Professional summary
Theodore Ernest Faris, CFP®, who also goes by Theodore Ernest Faris, is a registered financial professional currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 2015. Theodore has worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Ernest Faris's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2022 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102April 15, 2015 - March 28, 2019
ROBERT W. BAIRD & CO. INCORPORATED
March 12, 2015 - March 28, 2019
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2024)
Exams
Series 79TO
Date: 2/8/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KIPPSDESANTO & COMPANY
CRD#: 45763 / SEC#: , 8-51183
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
